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In , a splitting field of a with in a field is the smallest of that field over which the polynomial splits, i.e., decomposes into linear factors.


Definition
A splitting field of a polynomial p( X) over a field K is a field extension L of K over which p factors into linear factors

p(X) = c \prod_{i=1}^{\deg p} (X - a_i)

where c \in K and for each i we have X - a_i \in LX with ai not necessarily distinct and such that the roots ai generate L over K. The extension L is then an extension of minimal degree over K in which p splits. It can be shown that such splitting fields exist and are unique . The amount of freedom in that isomorphism is known as the of p (if we assume it is separable).

A splitting field of a set P of polynomials is the smallest field over which each of the polynomials in P splits.


Properties
An extension L that is a splitting field for a set of polynomials p( X) over K is called a normal extension of K.

Given an algebraically closed field A containing K, there is a unique splitting field L of p between K and A, generated by the roots of p. If K is a of the , the existence is immediate. On the other hand, the existence of algebraic closures in general is often proved by 'passing to the limit' from the splitting field result, which therefore requires an independent proof to avoid circular reasoning.

Given a separable extension K′ of K, a Galois closure L of K′ is a type of splitting field, and also a of K containing K′ that is minimal, in an obvious sense. Such a Galois closure should contain a splitting field for all the polynomials p over K that are minimal polynomials over K of elements of K′.


Constructing splitting fields

Motivation
Finding roots of polynomials has been an important problem since the time of the ancient Greeks. Some polynomials, however, such as over , the , have no roots. By constructing the splitting field for such a polynomial one can find the roots of the polynomial in the new field.


The construction
Let F be a field and p( X) be a polynomial in the F X of degree n. The general process for constructing K, the splitting field of p( X) over F, is to construct a chain of fields F=K_0 \subseteq K_1 \subseteq \cdots \subseteq K_{r-1} \subseteq K_r=K such that Ki is an extension of K i−1 containing a new root of p( X). Since p( X) has at most n roots the construction will require at most n extensions. The steps for constructing Ki are given as follows:
  • Factorize p( X) over Ki into irreducible factors f_1(X)f_2(X) \cdots f_k(X).
  • Choose any nonlinear irreducible factor f( X).
  • Construct the K i+1 of Ki as the K i+1 = K i X / ( f( X)) where ( f( X)) denotes the ideal in K i X generated by f( X).
  • Repeat the process for K i+1 until p( X) completely factors.

The irreducible factor f( X) used in the quotient construction may be chosen arbitrarily. Although different choices of factors may lead to different subfield sequences, the resulting splitting fields will be isomorphic.

Since f( X) is irreducible, ( f( X)) is a of K i X and K i X / ( f( X)) is, in fact, a field, the for that maximal ideal. Moreover, if we let \pi : K_iX \to K_iX/(f(X)) be the natural projection of the ring onto its quotient then

f(\pi(X)) = \pi(f(X)) = f(X)\ \bmod\ f(X) = 0
so π( X) is a root of f( X) and of p( X).

The degree of a single extension K_{i+1} is equal to the degree of the irreducible factor f( X). The degree of the extension K is given by K_r \cdots K_2 K_1 and is at most n!.


The field KiX/(f(X))
As mentioned above, the quotient ring K i+1 = K i X/( f( X)) is a field when f( X) is irreducible. Its elements are of the form

c_{n-1}\alpha^{n-1} + c_{n-2}\alpha^{n-2} + \cdots + c_1\alpha + c_0

where the cj are in Ki and α = π( X). (If one considers K i+1 as a over Ki then the powers αj for form a basis.)

The elements of K i+1 can be considered as polynomials in α of degree less than n. Addition in K i+1 is given by the rules for polynomial addition, and multiplication is given by polynomial multiplication modulo f( X). That is, for g( α) and h( α) in K i+1 their product is g( α) h( α) = r(α) where r( X) is the remainder of g( X) h( X) when divided by f( X) in K i X.

The remainder r( X) can be computed through polynomial long division; however there is also a straightforward reduction rule that can be used to compute r( α) = g( α) h( α) directly. First let

f(X) = X^n + b_{n-1} X^{n-1} + \cdots + b_1 X + b_0.

The polynomial is over a field so one can take f( X) to be without loss of generality. Now α is a root of f( X), so

\alpha^n = -(b_{n-1} \alpha^{n-1} + \cdots + b_1 \alpha + b_0).

If the product g( α) h( α) has a term α m with it can be reduced as follows:

\alpha^n\alpha^{m-n} = -(b_{n-1} \alpha^{n-1} + \cdots + b_1 \alpha + b_0) \alpha^{m-n} = -(b_{n-1} \alpha^{m-1} + \cdots + b_1 \alpha^{m-n+1} + b_0 \alpha^{m-n}).

As an example of the reduction rule, take Ki = Q X , the ring of polynomials with coefficients, and take f (X ) = X  7 − 2. Let g(\alpha) = \alpha^5 + \alpha^2 and h (α ) = α 3 +1 be two elements of QX/( X 7 − 2). The reduction rule given by f( X) is α7 = 2 so

g(\alpha)h(\alpha) = (\alpha^5 + \alpha^2)(\alpha^3 + 1) = \alpha^8 + 2 \alpha^5 + \alpha^2 = (\alpha^7)\alpha + 2\alpha^5 + \alpha^2 = 2 \alpha^5 + \alpha^2 + 2\alpha.


Examples

The complex numbers
Consider the R x, and the irreducible polynomial The is given by the congruence As a result, the elements (or equivalence classes) of are of the form where a and b belong to R. To see this, note that since it follows that , , , etc.; and so, for example

The addition and multiplication operations are given by firstly using ordinary polynomial addition and multiplication, but then reducing modulo , i.e. using the fact that , , , , etc. Thus:

(a_1 + b_1x) + (a_2 + b_2x) = (a_1 + a_2) + (b_1 + b_2)x,
(a_1 + b_1x)(a_2 + b_2x) = a_1a_2 + (a_1b_2 + b_1a_2)x + (b_1b_2)x^2 \equiv (a_1a_2 - b_1b_2) + (a_1b_2 + b_1a_2)x \, .
If we identify with ( a, b) then we see that addition and multiplication are given by
(a_1,b_1) + (a_2,b_2) = (a_1 + a_2,b_1 + b_2),
(a_1,b_1)\cdot (a_2,b_2) = (a_1a_2 - b_1b_2,a_1b_2 + b_1a_2).

We claim that, as a field, the quotient ring is to the , C. A general complex number is of the form , where a and b are real numbers and Addition and multiplication are given by

(a_1 + b_1 i) + (a_2 + b_2 i) = (a_1 + a_2) + i(b_1 + b_2),
(a_1 + b_1 i) \cdot (a_2 + b_2 i) = (a_1a_2 - b_1b_2) + i(a_1b_2 + a_2b_1).

If we identify with ( a, b) then we see that addition and multiplication are given by

(a_1,b_1) + (a_2,b_2) = (a_1 + a_2,b_1 + b_2),
(a_1,b_1)\cdot (a_2,b_2) = (a_1a_2 - b_1b_2,a_1b_2 + b_1a_2).

The previous calculations show that addition and multiplication behave the same way in and C. In fact, we see that the map between and C given by is a with respect to addition and multiplication. It is also obvious that the map is both and ; meaning that is a homomorphism, i.e., an . It follows that, as claimed:

In 1847, Cauchy used this approach to define the complex numbers.


Cubic example
Let be the rational number field and . Each root of equals \sqrt3{2} times a cube root of unity. Therefore, if we denote the cube roots of unity by

\omega_1 = 1,\,
\omega_2 = -\frac{1}{2} + \frac{\sqrt{3}}{2} i,
\omega_3 = -\frac{1}{2} - \frac{\sqrt{3}}{2} i.

any field containing two distinct roots of will contain the quotient between two distinct cube roots of unity. Such a quotient is a primitive cube root of unity—either \omega_2 or \omega_3=1/\omega_2. It follows that a splitting field of will contain ω2, as well as the real of 2; conversely, any extension of containing these elements contains all the roots of . Thus

L = \mathbf{Q}(\sqrt3{2}, \omega_2) = \{ a + b\sqrt3{2} + c{\sqrt3{2}}^2 + d\omega_2 + e\sqrt3{2}\omega_2 + f{\sqrt3{2}}^2 \omega_2 \mid a,b,c,d,e,f \in \mathbf{Q} \}

Note that applying the construction process outlined in the previous section to this example, one begins with K_0 = \mathbf{Q} and constructs the field K_1 = \mathbf{Q}X / (X^3 - 2). This field is not the splitting field, but contains one (any) root. However, the polynomial Y^3 - 2 is not irreducible over K_1 and in fact:

Y^3 -2 = (Y - X)(Y^2 + XY + X^2).

Note that X is not an indeterminate, and is in fact an element of K_1. Now, continuing the process, we obtain K_2 = K_1Y / (Y^2 + XY + X^2), which is indeed the splitting field and is spanned by the \mathbf{Q}-basis \{1, X, X^2, Y, XY, X^2 Y\}. Notice that if we compare this with L from above we can identify X = \sqrt3{2} and Y = \omega_2.


Other examples
  • The splitting field of xqx over F p is the unique F q for q = pn. Sometimes this field is denoted by GF( q).

  • The splitting field of x2 + 1 over F7 is F49; the polynomial has no roots in F7, i.e., −1 is not a square there, because 7 is not congruent to 1 modulo 4.Instead of applying this characterization of odd moduli for which −1 is a square, one could just check that the set of squares in F7 is the set of classes of 0, 1, 4, and 2, which does not include the class of −1 ≡ 6.

  • The splitting field of x2 − 1 over F7 is F7 since x2 − 1 = ( x + 1)( x − 1) already splits into linear factors.

  • We calculate the splitting field of f( x) = x3 + x + 1 over F2. It is easy to verify that f( x) has no roots in F2; hence f( x) is irreducible in F2 x. Put r = x + ( f( x)) in F2 x/( f( x)) so F2( r) is a field and x3 + x + 1 = ( x + r)( x2 + ax + b) in F2( r) x. Note that we can write + for − since the characteristic is two. Comparing coefficients shows that a = r and b = 1 + r 2. The elements of F2( r) can be listed as c + dr + er 2, where c, d, e are in F2. There are eight elements: 0, 1, r, 1 + r, r 2, 1 + r 2, r + r 2 and 1 + r + r 2. Substituting these in x2 + rx + 1 + r 2 we reach ( r 2)2 + r( r 2) + 1 + r 2 = r 4 + r 3 + 1 + r 2 = 0, therefore x3 + x + 1 = ( x + r)( x + r 2)( x + ( r + r 2)) for r in F2 x/( f( x)); E = F2( r) is a splitting field of x3 + x + 1 over F2.


Notes

  • Dummit, David S., and Foote, Richard M. (1999). Abstract Algebra (2nd ed.). New York: John Wiley & Sons, Inc. .

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